Securities Industry Association
Registered Principal Details
Business Or Interest:
SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.
Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.
CEO Name:
Marc Lackritz
Assistant VP & Counsel
SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.
Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.
CEO Name:
Marc Lackritz
Assistant VP & Counsel
Contact
KC
Kim Chamberlain
120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com
120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com
Authorized Lobbyists
| Lobbyist Name | Exclusive Duties | Authorized On | Withdrawn On |
|---|---|---|---|
| Michael Rogowski | Exclusive Duties N/A | Authorized On 1/8/2004 | Withdrawn On N/A |
| Thomas J Springer | Exclusive Duties N/A | Authorized On 1/8/2004 | Withdrawn On N/A |
| Brian Elliott | Exclusive Duties N/A | Authorized On 1/8/2004 | Withdrawn On N/A |
| George Petak | Exclusive Duties N/A | Authorized On 2/3/2004 | Withdrawn On N/A |
Lobbying Interests
Legislative Bills/Resolutions
Assembly Bill 209
relating to: allowing an individual income tax deduction for certain amounts contributed by a great-grandparent, aunt, or uncle to a college savings account or a college tuition and expenses program.
Bill Text and History
2003 Wisconsin Act 289
1/28/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
relating to: allowing an individual income tax deduction for certain amounts contributed by a great-grandparent, aunt, or uncle to a college savings account or a college tuition and expenses program.
Bill Text and History
2003 Wisconsin Act 289
None
Notification Date1/28/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Assembly Bill 667
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
1/28/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
None
Notification Date1/28/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Assembly Bill 741
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
2/9/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
None
Notification Date2/9/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Topics Not Yet Assigned A Bill Or Rule Number
Same as Assembly Bill 667 and Assembly Bill 741. Allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Development, drafting or introduction of a proposal relating to
Same as Assembly Bill 667 and Assembly Bill 741. Allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Same as Assembly Bill 667 and Assembly Bill 741. Allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Action Intended To Affect
Legislative Matter
Notification Date
1/31/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
1/31/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Total Lobbying Effort
| 2004 January - June |
2004 July - December |
Total | |
|---|---|---|---|
| Total Lobbying Expenditures | 2004 January - June $14,000.00 |
2004 July - December $7,000.00 |
Total $21,000.00 |
| Total Hours Communicating | 2004 January - June 38.75 |
2004 July - December 12.60 |
Total 51.35 |
| Total Hours Other | 2004 January - June 96.55 |
2004 July - December 43.97 |
Total 140.52 |
Percent Allocation of Lobbying Effort
Legislative Bills/Resolutions
relating to: allowing an individual income tax deduction for certain amounts contributed by a great-grandparent, aunt, or uncle to a college savings account or a college tuition and expenses program.
| 2003 January - June |
2003 July - December |
2004 January - June |
2004 July - December |
Total |
|---|---|---|---|---|
| 2003 January - June |
2003 July - December |
2004 January - June 10% |
2004 July - December |
Total 7% |
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
| 2003 January - June |
2003 July - December |
2004 January - June |
2004 July - December |
Total |
|---|---|---|---|---|
| 2003 January - June |
2003 July - December |
2004 January - June 10% |
2004 July - December |
Total 7% |
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
| 2003 January - June |
2003 July - December |
2004 January - June |
2004 July - December |
Total |
|---|---|---|---|---|
| 2003 January - June |
2003 July - December |
2004 January - June 80% |
2004 July - December |
Total 56% |
Budget Bill Subjects
No budget bill subjects found.
Administrative Rulemaking Proceedings
No administrative rulemaking proceedings found.
Topics Not Yet Assigned A Bill Or Rule Number
Same as Assembly Bill 667 and Assembly Bill 741. Allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
| 2003 January - June |
2003 July - December |
2004 January - June |
2004 July - December |
Total |
|---|---|---|---|---|
| 2003 January - June |
2003 July - December |
2004 January - June |
2004 July - December 100% |
Total 29% |
Minor Efforts
No minor efforts found.
Other Matters
No other matters found.