Securities Industry Association

Registered Principal Details

Business Or Interest:
SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.

Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.

CEO Name:
Marc Lackritz
Assistant VP & Counsel

Contact
KC
Kim Chamberlain
120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com

Authorized Lobbyists

Lobbyist Name Exclusive Duties Authorized On Withdrawn On
Michael Rogowski Exclusive Duties N/A Authorized On 1/8/2004 Withdrawn On N/A
Thomas J Springer Exclusive Duties N/A Authorized On 1/8/2004 Withdrawn On N/A
Brian Elliott Exclusive Duties N/A Authorized On 1/8/2004 Withdrawn On N/A
George Petak Exclusive Duties N/A Authorized On 2/3/2004 Withdrawn On N/A

Lobbying Interests

Legislative Bills/Resolutions

Assembly Bill 209
Assembly Bill 209
relating to: allowing an individual income tax deduction for certain amounts contributed by a great-grandparent, aunt, or uncle to a college savings account or a college tuition and expenses program.

Bill Text and History

2003 Wisconsin Act 289

None
Notification Date
1/28/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Assembly Bill 667
Assembly Bill 667
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.

Bill Text and History

None
Notification Date
1/28/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Assembly Bill 741
Assembly Bill 741
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.

Bill Text and History

None
Notification Date
2/9/2004
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

Topics Not Yet Assigned A Bill Or Rule Number

Same as Assembly Bill 667 and Assembly Bill 741. Allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Development, drafting or introduction of a proposal relating to
Same as Assembly Bill 667 and Assembly Bill 741. Allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.

Action Intended To Affect
Legislative Matter

Notification Date
1/31/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

Total Lobbying Effort

  2004
January - June
2004
July - December
Total
Total Lobbying Expenditures 2004
January - June
$14,000.00
2004
July - December
$7,000.00
Total $21,000.00
Total Hours Communicating 2004
January - June
38.75
2004
July - December
12.60
Total 51.35
Total Hours Other 2004
January - June
96.55
2004
July - December
43.97
Total 140.52

Percent Allocation of Lobbying Effort

Legislative Bills/Resolutions

relating to: allowing an individual income tax deduction for certain amounts contributed by a great-grandparent, aunt, or uncle to a college savings account or a college tuition and expenses program.
2003
January - June
2003
July - December
2004
January - June
2004
July - December
Total
2003
January - June
2003
July - December
2004
January - June
10%
2004
July - December
Total 7%
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
2003
January - June
2003
July - December
2004
January - June
2004
July - December
Total
2003
January - June
2003
July - December
2004
January - June
10%
2004
July - December
Total 7%
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
2003
January - June
2003
July - December
2004
January - June
2004
July - December
Total
2003
January - June
2003
July - December
2004
January - June
80%
2004
July - December
Total 56%

Budget Bill Subjects

No budget bill subjects found.

Administrative Rulemaking Proceedings

No administrative rulemaking proceedings found.

Topics Not Yet Assigned A Bill Or Rule Number

2003
January - June
2003
July - December
2004
January - June
2004
July - December
Total
2003
January - June
2003
July - December
2004
January - June
2004
July - December
100%
Total 29%

Minor Efforts

No minor efforts found.

Other Matters

No other matters found.

Filed Statements of Lobbying Activity and Expenditures