Northwestern Mutual
Registered Principal Details
Business Or Interest:
For more than 160 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
John Schlifske
Senior Director - State Relations
For more than 160 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
John Schlifske
Senior Director - State Relations
Contact
BJP
Brian J. Pleva
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-1223
(414) 625-1223
brianpleva@northwesternmutual.com
http://www.northwesternmutual.com
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-1223
(414) 625-1223
brianpleva@northwesternmutual.com
http://www.northwesternmutual.com
Authorized Lobbyists
| Lobbyist Name | Exclusive Duties | Authorized On | Withdrawn On |
|---|
Lobbying Interests
Legislative Bills/Resolutions
Assembly Bill 147
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
Bill Text and History
3/10/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
Bill Text and History
For
Notification Date3/10/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 309
Relating to: prohibiting discrimination based on vaccination status. (FE)
Bill Text and History
6/9/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: prohibiting discrimination based on vaccination status. (FE)
Bill Text and History
None
Notification Date6/9/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 622
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.
Bill Text and History
10/15/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.
Bill Text and History
For
Notification Date10/15/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 654
Relating to: best interest in annuity transactions.
Bill Text and History
10/26/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: best interest in annuity transactions.
Bill Text and History
For
Notification Date10/26/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 160
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
Bill Text and History
2021 Wisconsin Act 73
3/2/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
Bill Text and History
2021 Wisconsin Act 73
For
Notification Date3/2/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 588
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.
Bill Text and History
2021 Wisconsin Act 114
9/28/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.
Bill Text and History
2021 Wisconsin Act 114
For
Notification Date9/28/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 644
Relating to: best interest in annuity transactions.
Bill Text and History
2021 Wisconsin Act 260
10/21/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: best interest in annuity transactions.
Bill Text and History
2021 Wisconsin Act 260
For
Notification Date10/21/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Topics Not Yet Assigned A Bill Or Rule Number
Development, drafting or introduction of a proposal relating to
K-12 education issues.
K-12 education issues.
Action Intended To Affect
Legislative matter
Notification Date
9/19/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative matter
Notification Date
9/19/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Development, drafting or introduction of a proposal relating to
data privacy.
data privacy.
Action Intended To Affect
Legislative matter
Notification Date
2/10/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
2/10/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
the NAIC Insurance Data Security Model Law.
the NAIC Insurance Data Security Model Law.
Action Intended To Affect
Both Legislative matter and rule
Notification Date
12/16/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Both Legislative matter and rule
Notification Date
12/16/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
the NAIC Suitability in Annuity Transactions Model Regulation.
the NAIC Suitability in Annuity Transactions Model Regulation.
Action Intended To Affect
Both Legislative matter and rule
Notification Date
12/16/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Both Legislative matter and rule
Notification Date
12/16/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
the NAIC Life and Health Insurance Guaranty Association Model Act.
the NAIC Life and Health Insurance Guaranty Association Model Act.
Action Intended To Affect
Both Legislative matter and rule
Notification Date
12/14/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Both Legislative matter and rule
Notification Date
12/14/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
an OCI technical bill, relating to regulation of insurance companies.
an OCI technical bill, relating to regulation of insurance companies.
Action Intended To Affect
Legislative matter
Notification Date
12/14/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
12/14/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
consolidation of state agencies.
consolidation of state agencies.
Action Intended To Affect
Legislative matter
Notification Date
12/14/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
12/14/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Total Lobbying Effort
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total | |
|---|---|---|---|---|---|
| Total Lobbying Expenditures | 2021 January - June $50,874.43 |
2021 July - December $46,430.53 |
2022 January - June $50,847.46 |
2022 July - December $22,984.11 |
Total $171,136.53 |
| Total Hours Communicating | 2021 January - June 7.50 |
2021 July - December 16.25 |
2022 January - June 4.75 |
2022 July - December 2.50 |
Total 31.00 |
| Total Hours Other | 2021 January - June 33.00 |
2021 July - December 24.00 |
2022 January - June 26.50 |
2022 July - December 30.25 |
Total 113.75 |
Percent Allocation of Lobbying Effort
Legislative Bills/Resolutions
Relating to: prohibiting discrimination based on vaccination status. (FE)
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June 19% |
2021 July - December |
2022 January - June |
2022 July - December |
Total 6% |
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June |
2021 July - December 5% |
2022 January - June |
2022 July - December |
Total 1% |
Relating to: best interest in annuity transactions.
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June |
2021 July - December 5% |
2022 January - June 35% |
2022 July - December 10% |
Total 11% |
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June |
2021 July - December 12% |
2022 January - June |
2022 July - December |
Total 3% |
Relating to: best interest in annuity transactions.
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June |
2021 July - December 14% |
2022 January - June 10% |
2022 July - December |
Total 6% |
Budget Bill Subjects
No budget bill subjects found.
Administrative Rulemaking Proceedings
No administrative rulemaking proceedings found.
Topics Not Yet Assigned A Bill Or Rule Number
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June 3% |
2021 July - December 14% |
2022 January - June 10% |
2022 July - December |
Total 7% |
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June 8% |
2021 July - December 14% |
2022 January - June 45% |
2022 July - December 90% |
Total 36% |
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June 14% |
2021 July - December |
2022 January - June |
2022 July - December |
Total 4% |
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June 23% |
2021 July - December 19% |
2022 January - June |
2022 July - December |
Total 12% |
| 2021 January - June |
2021 July - December |
2022 January - June |
2022 July - December |
Total |
|---|---|---|---|---|
| 2021 January - June 33% |
2021 July - December 17% |
2022 January - June |
2022 July - December |
Total 14% |
Minor Efforts
No minor efforts found.
Other Matters
No other matters found.