Securities Industry Association
Registered Principal Details
Business Or Interest:
SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.
Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.
CEO Name:
Marc Lackritz
Assistant VP & Counsel
SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.
Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.
CEO Name:
Marc Lackritz
Assistant VP & Counsel
Contact
KC
Kim Chamberlain
120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com
120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com
Authorized Lobbyists
| Lobbyist Name | Exclusive Duties | Authorized On | Withdrawn On |
|---|---|---|---|
| Michael Rogowski | Exclusive Duties N/A | Authorized On 1/27/2005 | Withdrawn On N/A |
| Thomas J Springer | Exclusive Duties N/A | Authorized On 1/27/2005 | Withdrawn On N/A |
| George Petak | Exclusive Duties N/A | Authorized On 1/27/2005 | Withdrawn On N/A |
| Brian Elliott | Exclusive Duties N/A | Authorized On 1/27/2005 | Withdrawn On N/A |
| Bryan Brooks | Exclusive Duties N/A | Authorized On 2/10/2005 | Withdrawn On N/A |
Lobbying Interests
Legislative Bills/Resolutions
Assembly Bill 31
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
1/28/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
For
Notification Date1/28/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Senate Bill 293
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
8/19/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
None
Notification Date8/19/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Senate Bill 336
relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account.
Bill Text and History
9/21/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account.
Bill Text and History
None
Notification Date9/21/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Budget Bill Subjects
Biennial budget bill treatment of matter relating to
Revenue: Tax Administration
Revenue: Tax Administration
Notification Date
6/9/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
6/9/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Total Lobbying Effort
| 2005 January - June |
2005 July - December |
2006 January - June |
2006 July - December |
Total | |
|---|---|---|---|---|---|
| Total Lobbying Expenditures | 2005 January - June $21,000.00 |
2005 July - December $7,000.00 |
2006 January - June $0.00 |
2006 July - December $0.00 |
Total $28,000.00 |
| Total Hours Communicating | 2005 January - June 43.95 |
2005 July - December 9.00 |
2006 January - June 0.00 |
2006 July - December 0.00 |
Total 52.95 |
| Total Hours Other | 2005 January - June 109.31 |
2005 July - December 15.65 |
2006 January - June 0.00 |
2006 July - December 0.00 |
Total 124.96 |
Percent Allocation of Lobbying Effort
Legislative Bills/Resolutions
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
| 2005 January - June |
2005 July - December |
2006 January - June |
2006 July - December |
Total |
|---|---|---|---|---|
| 2005 January - June 50% |
2005 July - December 34% |
2006 January - June |
2006 July - December |
Total 48% |
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
| 2005 January - June |
2005 July - December |
2006 January - June |
2006 July - December |
Total |
|---|---|---|---|---|
| 2005 January - June |
2005 July - December 33% |
2006 January - June |
2006 July - December |
Total 4% |
relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account.
| 2005 January - June |
2005 July - December |
2006 January - June |
2006 July - December |
Total |
|---|---|---|---|---|
| 2005 January - June |
2005 July - December 33% |
2006 January - June |
2006 July - December |
Total 4% |
Budget Bill Subjects
| 2005 January - June |
2005 July - December |
2006 January - June |
2006 July - December |
Total |
|---|---|---|---|---|
| 2005 January - June 50% |
2005 July - December |
2006 January - June |
2006 July - December |
Total 43% |
Administrative Rulemaking Proceedings
No administrative rulemaking proceedings found.
Topics Not Yet Assigned A Bill Or Rule Number
No topics found.
Minor Efforts
No minor efforts found.
Other Matters
No other matters found.