Securities Industry Association

Registered Principal Details

Business Or Interest:
SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.

Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.

CEO Name:
Marc Lackritz
Assistant VP & Counsel

Contact
KC
Kim Chamberlain
120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com

Authorized Lobbyists

Lobbyist Name Exclusive Duties Authorized On Withdrawn On
Michael Rogowski Exclusive Duties N/A Authorized On 1/27/2005 Withdrawn On N/A
Thomas J Springer Exclusive Duties N/A Authorized On 1/27/2005 Withdrawn On N/A
George Petak Exclusive Duties N/A Authorized On 1/27/2005 Withdrawn On N/A
Brian Elliott Exclusive Duties N/A Authorized On 1/27/2005 Withdrawn On N/A
Bryan Brooks Exclusive Duties N/A Authorized On 2/10/2005 Withdrawn On N/A

Lobbying Interests

Legislative Bills/Resolutions

Assembly Bill 31
Assembly Bill 31
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.

Bill Text and History

For
Notification Date
1/28/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Senate Bill 293
Senate Bill 293
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.

Bill Text and History

None
Notification Date
8/19/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Senate Bill 336
Senate Bill 336
relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account.

Bill Text and History

None
Notification Date
9/21/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

Budget Bill Subjects

Revenue: Tax Administration
Biennial budget bill treatment of matter relating to
Revenue: Tax Administration

Notification Date
6/9/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

Total Lobbying Effort

  2005
January - June
2005
July - December
2006
January - June
2006
July - December
Total
Total Lobbying Expenditures 2005
January - June
$21,000.00
2005
July - December
$7,000.00
2006
January - June
$0.00
2006
July - December
$0.00
Total $28,000.00
Total Hours Communicating 2005
January - June
43.95
2005
July - December
9.00
2006
January - June
0.00
2006
July - December
0.00
Total 52.95
Total Hours Other 2005
January - June
109.31
2005
July - December
15.65
2006
January - June
0.00
2006
July - December
0.00
Total 124.96

Percent Allocation of Lobbying Effort

Legislative Bills/Resolutions

relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
2005
January - June
2005
July - December
2006
January - June
2006
July - December
Total
2005
January - June
50%
2005
July - December
34%
2006
January - June
2006
July - December
Total 48%
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
2005
January - June
2005
July - December
2006
January - June
2006
July - December
Total
2005
January - June
2005
July - December
33%
2006
January - June
2006
July - December
Total 4%
relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account.
2005
January - June
2005
July - December
2006
January - June
2006
July - December
Total
2005
January - June
2005
July - December
33%
2006
January - June
2006
July - December
Total 4%

Budget Bill Subjects

2005
January - June
2005
July - December
2006
January - June
2006
July - December
Total
2005
January - June
50%
2005
July - December
2006
January - June
2006
July - December
Total 43%

Administrative Rulemaking Proceedings

No administrative rulemaking proceedings found.

Topics Not Yet Assigned A Bill Or Rule Number

No topics found.

Minor Efforts

No minor efforts found.

Other Matters

No other matters found.

Filed Statements of Lobbying Activity and Expenditures