Northwestern Mutual

Registered Principal Details

Business Or Interest:
For more than 160 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.

Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.

CEO Name:
John Schlifske
Senior Director - State Relations

Contact
BJP
Brian J. Pleva
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-1223
(414) 625-1223
brianpleva@northwesternmutual.com
http://www.northwesternmutual.com

Authorized Lobbyists

Lobbyist Name Exclusive Duties Authorized On Withdrawn On

Lobbying Interests

Legislative Bills/Resolutions

Assembly Bill 550
Assembly Bill 550
Relating to: various changes to insurance laws.

Bill Text and History

For
Notification Date
10/17/2019
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 819
Assembly Bill 819
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)

Bill Text and History

For
Notification Date
2/4/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 870
Assembly Bill 870
Relating to: consumer access to personal data processed by a controller and providing a penalty.

Bill Text and History

Against
Notification Date
2/12/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 871
Assembly Bill 871
Relating to: deletion of consumer personal data by controllers and providing a penalty.

Bill Text and History

Against
Notification Date
2/12/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 872
Assembly Bill 872
Relating to: restricting controllers from using consumer personal data and providing a penalty.

Bill Text and History

Against
Notification Date
2/12/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 482
Senate Bill 482
Relating to: various changes to insurance laws.

Bill Text and History

2019 Wisconsin Act 66

For
Notification Date
10/11/2019
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 784
Senate Bill 784
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)

Bill Text and History

For
Notification Date
2/12/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Topics Not Yet Assigned A Bill Or Rule Number

CR 19-142; related to: reserve standards for accident and sickness insurance and affecting small business.
Development, drafting or introduction of a proposal relating to
CR 19-142; related to: reserve standards for accident and sickness insurance and affecting small business.

Action Intended To Affect
Rule (by a state agency)

Notification Date
11/18/2019
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

consolidation of state agencies.
Development, drafting or introduction of a proposal relating to
consolidation of state agencies.

Action Intended To Affect
Legislative matter

Notification Date
12/10/2018
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

an OCI technical bill, relating to regulation of insurance companies.
Development, drafting or introduction of a proposal relating to
an OCI technical bill, relating to regulation of insurance companies.

Action Intended To Affect
Legislative matter

Notification Date
12/10/2018
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

various changes regarding administrative rules and rule-making procedures.
Development, drafting or introduction of a proposal relating to
various changes regarding administrative rules and rule-making procedures.

Action Intended To Affect
Legislative matter

Notification Date
12/10/2018
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

the NAIC Corporate Governance Annual Disclosure Model Regulation.
Development, drafting or introduction of a proposal relating to
the NAIC Corporate Governance Annual Disclosure Model Regulation.

Action Intended To Affect
Rule (by a state agency)

Notification Date
12/10/2018
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

the Wisconsin Reading Corps program.
Development, drafting or introduction of a proposal relating to
the Wisconsin Reading Corps program.

Action Intended To Affect
Legislative matter

Notification Date
12/10/2018
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

the NAIC Life and Health Insurance Guaranty Association Model Act.
Development, drafting or introduction of a proposal relating to
the NAIC Life and Health Insurance Guaranty Association Model Act.

Action Intended To Affect
Both Legislative matter and rule

Notification Date
12/10/2018
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

the NAIC Insurance Data Security Model Law.
Development, drafting or introduction of a proposal relating to
the NAIC Insurance Data Security Model Law.

Action Intended To Affect
Legislative matter

Notification Date
12/10/2018
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Total Lobbying Effort

  2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
Total Lobbying Expenditures 2019
January - June
$48,483.86
2019
July - December
$49,700.67
2020
January - June
$46,873.18
2020
July - December
$46,635.30
Total $191,693.01
Total Hours Communicating 2019
January - June
28.25
2019
July - December
13.00
2020
January - June
3.50
2020
July - December
0.50
Total 45.25
Total Hours Other 2019
January - June
36.00
2019
July - December
49.25
2020
January - June
24.25
2020
July - December
32.25
Total 141.75

Percent Allocation of Lobbying Effort

Legislative Bills/Resolutions

Relating to: various changes to insurance laws.
2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
2019
July - December
5%
2020
January - June
2020
July - December
Total 2%
Relating to: various changes to insurance laws.
2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
2019
July - December
15%
2020
January - June
2020
July - December
Total 5%
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
2019
July - December
2020
January - June
15%
2020
July - December
Total 2%
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
2019
July - December
2020
January - June
30%
2020
July - December
10%
Total 6%

Budget Bill Subjects

No budget bill subjects found.

Administrative Rulemaking Proceedings

No administrative rulemaking proceedings found.

Topics Not Yet Assigned A Bill Or Rule Number

2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
10%
2019
July - December
2020
January - June
2020
July - December
Total 3%
2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
25%
2019
July - December
50%
2020
January - June
55%
2020
July - December
90%
Total 49%
2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
30%
2019
July - December
15%
2020
January - June
2020
July - December
Total 15%
2019
January - June
2019
July - December
2020
January - June
2020
July - December
Total
2019
January - June
35%
2019
July - December
15%
2020
January - June
2020
July - December
Total 17%

Minor Efforts

No minor efforts found.

Other Matters

No other matters found.

Filed Statements of Lobbying Activity and Expenditures