Northwestern Mutual
Registered Principal Details
Business Or Interest:
For more than 150 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
John Schlifske
Director - Marketplace Policy & Operations
For more than 150 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
John Schlifske
Director - Marketplace Policy & Operations
Contact
SWC
Susan W. Callanan
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-8417
(414) 625-8417
susancallanan@northwesternmutual.com
http://www.northwesternmutual.com
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-8417
(414) 625-8417
susancallanan@northwesternmutual.com
http://www.northwesternmutual.com
Authorized Lobbyists
| Lobbyist Name | Exclusive Duties | Authorized On | Withdrawn On |
|---|
Lobbying Interests
Legislative Bills/Resolutions
Assembly Bill 251
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
Bill Text and History
2/2/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Comments
Northwestern Mutual supports adoption of Assembly Amendment 9 (Rodriguez) to AB 251.
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
Bill Text and History
Other
Notification Date2/2/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Comments
Northwestern Mutual supports adoption of Assembly Amendment 9 (Rodriguez) to AB 251.
Assembly Bill 420
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
Bill Text and History
10/20/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
Bill Text and History
For
Notification Date10/20/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 668
Relating to: rights under certain agreements or qualified financial contracts.
Bill Text and History
2015 Wisconsin Act 326
1/12/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: rights under certain agreements or qualified financial contracts.
Bill Text and History
2015 Wisconsin Act 326
For
Notification Date1/12/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 45
Relating to: creation of a private retirement security plan and making appropriations. (FE)
Bill Text and History
12/8/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: creation of a private retirement security plan and making appropriations. (FE)
Bill Text and History
None
Notification Date12/8/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 168
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
Bill Text and History
2/2/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
Bill Text and History
None
Notification Date2/2/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 287
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
Bill Text and History
2015 Wisconsin Act 90
10/5/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
Bill Text and History
2015 Wisconsin Act 90
For
Notification Date10/5/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 537
Relating to: rights under certain agreements or qualified financial contracts.
Bill Text and History
1/11/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Relating to: rights under certain agreements or qualified financial contracts.
Bill Text and History
For
Notification Date1/11/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Budget Bill Subjects
Biennial budget bill treatment of matter relating to
Children and Families: Economic Support and Child Care
Children and Families: Economic Support and Child Care
Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Biennial budget bill treatment of matter relating to
Financial Institutions
Financial Institutions
Notification Date
7/17/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
7/17/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Biennial budget bill treatment of matter relating to
General Provisions
General Provisions
Notification Date
7/17/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
7/17/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Biennial budget bill treatment of matter relating to
Insurance
Insurance
Notification Date
3/5/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
3/5/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Biennial budget bill treatment of matter relating to
Public Instruction: Administrative and Other Funding
Public Instruction: Administrative and Other Funding
Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Biennial budget bill treatment of matter relating to
Public Instruction: Choice, Charter, and Open Enrollment
Public Instruction: Choice, Charter, and Open Enrollment
Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Biennial budget bill treatment of matter relating to
Public Instruction: District Operations and Standards
Public Instruction: District Operations and Standards
Notification Date
5/20/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
5/20/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Biennial budget bill treatment of matter relating to
Public Instruction: General School Aids and Revenue Limits
Public Instruction: General School Aids and Revenue Limits
Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Administrative Rulemaking Proceedings
Agency Name
Insurance
Subject
2012 individual annuity reserving mortality table. SS 086-14
Scope Statement
Register Number: 705 (9/15/2014)
1/12/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Insurance
Subject
2012 individual annuity reserving mortality table. SS 086-14
Scope Statement
Register Number: 705 (9/15/2014)
For
Notification Date1/12/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Agency Name
Insurance
Subject
Annuity benefit solicitation. SS 082-14
Scope Statement
Register Number: 705 (9/15/2014)
5/4/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Insurance
Subject
Annuity benefit solicitation. SS 082-14
Scope Statement
Register Number: 705 (9/15/2014)
None
Notification Date5/4/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Agency Name
Office of the Commissioner of Insurance (Ins)
Subject
Changes to the annual privacy notice requirement
Scope Statement
SS 105_16
11/17/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Office of the Commissioner of Insurance (Ins)
Subject
Changes to the annual privacy notice requirement
Scope Statement
SS 105_16
For
Notification Date11/17/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Agency Name
Office of the Commissioner of Insurance (Ins)
Subject
The definitions of investment terms and permissible scope of foreign investments by insurers
Scope Statement
SS 052_15
6/8/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Office of the Commissioner of Insurance (Ins)
Subject
The definitions of investment terms and permissible scope of foreign investments by insurers
Scope Statement
SS 052_15
None
Notification Date6/8/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Topics Not Yet Assigned A Bill Or Rule Number
Development, drafting or introduction of a proposal relating to
Changes to s. 632.62, Stats.
Changes to s. 632.62, Stats.
Action Intended To Affect
Legislative matter
Notification Date
4/13/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
4/13/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
Long-term care investment accounts.
Long-term care investment accounts.
Action Intended To Affect
Legislative matter
Notification Date
2/4/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
2/4/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
Consolidation of state agencies.
Consolidation of state agencies.
Action Intended To Affect
Legislative matter
Notification Date
1/9/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
1/9/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislation adopting National Association of Insurance Commissioners Insurer Receivership Model Act Section 711 regarding the qualified financial contracts of insurers.
Development, drafting or introduction of a proposal relating to
Legislation adopting National Association of Insurance Commissioners Insurer Receivership Model Act Section 711 regarding the qualified financial contracts of insurers.
Legislation adopting National Association of Insurance Commissioners Insurer Receivership Model Act Section 711 regarding the qualified financial contracts of insurers.
Action Intended To Affect
Legislative matter
Notification Date
1/9/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
1/9/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
An OCI technical bill, relating to regulation of insurance companies.
An OCI technical bill, relating to regulation of insurance companies.
Action Intended To Affect
Legislative matter
Notification Date
12/16/2014
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
12/16/2014
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Development, drafting or introduction of a proposal relating to
Principle-based reserves reporting.
Principle-based reserves reporting.
Action Intended To Affect
Legislative matter
Notification Date
12/16/2014
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Legislative matter
Notification Date
12/16/2014
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Total Lobbying Effort
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total | |
|---|---|---|---|---|---|
| Total Lobbying Expenditures | 2015 January - June $74,738.85 |
2015 July - December $64,005.49 |
2016 January - June $53,117.34 |
2016 July - December $49,894.29 |
Total $241,755.97 |
| Total Hours Communicating | 2015 January - June 95.50 |
2015 July - December 84.50 |
2016 January - June 83.00 |
2016 July - December 37.50 |
Total 300.50 |
| Total Hours Other | 2015 January - June 99.25 |
2015 July - December 83.50 |
2016 January - June 88.25 |
2016 July - December 37.25 |
Total 308.25 |
Percent Allocation of Lobbying Effort
Legislative Bills/Resolutions
Relating to: creation of a private retirement security plan and making appropriations. (FE)
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December 2% |
2016 January - June |
2016 July - December |
Total < 1% |
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December 7% |
2016 January - June |
2016 July - December |
Total 2% |
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December 31% |
2016 January - June |
2016 July - December |
Total 9% |
Relating to: rights under certain agreements or qualified financial contracts.
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December |
2016 January - June 5% |
2016 July - December |
Total 1% |
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December |
2016 January - June 10% |
2016 July - December |
Total 3% |
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December |
2016 January - June 15% |
2016 July - December 15% |
Total 6% |
Relating to: rights under certain agreements or qualified financial contracts.
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December |
2016 January - June 30% |
2016 July - December |
Total 8% |
Budget Bill Subjects
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 1% |
2015 July - December |
2016 January - June |
2016 July - December 10% |
Total 1% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 1% |
2015 July - December |
2016 January - June |
2016 July - December |
Total < 1% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 7% |
2015 July - December 3% |
2016 January - June |
2016 July - December |
Total 3% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December 2% |
2016 January - June |
2016 July - December |
Total < 1% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June |
2015 July - December 3% |
2016 January - June |
2016 July - December |
Total < 1% |
Administrative Rulemaking Proceedings
No administrative rulemaking proceedings found.
Topics Not Yet Assigned A Bill Or Rule Number
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 2% |
2015 July - December |
2016 January - June |
2016 July - December |
Total < 1% |
Legislation adopting National Association of Insurance Commissioners Insurer Receivership Model Act Section 711 regarding the qualified financial contracts of insurers.
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 7% |
2015 July - December 18% |
2016 January - June 10% |
2016 July - December |
Total 10% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 8% |
2015 July - December |
2016 January - June |
2016 July - December |
Total 3% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 9% |
2015 July - December |
2016 January - June |
2016 July - December |
Total 3% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 30% |
2015 July - December |
2016 January - June |
2016 July - December |
Total 10% |
| 2015 January - June |
2015 July - December |
2016 January - June |
2016 July - December |
Total |
|---|---|---|---|---|
| 2015 January - June 35% |
2015 July - December 34% |
2016 January - June 30% |
2016 July - December 75% |
Total 38% |
Minor Efforts
No minor efforts found.
Other Matters
No other matters found.