Northwestern Mutual

Registered Principal Details

Business Or Interest:
For more than 160 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.

Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.

CEO Name:
John Schlifske

Contact
BJP
Brian J. Pleva
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-1223
brianpleva@northwesternmutual.com
http://www.northwesternmutual.com

Authorized Lobbyists

Lobbyist Name Exclusive Duties Authorized On Withdrawn On

Lobbying Interests

Legislative Bills/Resolutions

Assembly Bill 305
Assembly Bill 305
Relating to: increasing the per pupil payments in parental choice programs and the Special Needs Scholarship program and the per pupil payments made to independent charter schools and increasing the revenue ceiling for school districts. (FE)

Bill Text and History

For
Notification Date
6/16/2023
First Communication Date
6/13/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.
Assembly Bill 437
Assembly Bill 437
Relating to: various changes to insurance laws and providing a penalty. (FE)

Bill Text and History

For
Notification Date
9/21/2023
First Communication Date
9/21/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.
Assembly Bill 438
Assembly Bill 438
Relating to: baseball park district administration and funding for improvement of professional baseball park facilities. (FE)

Bill Text and History

2023 Wisconsin Act 40

For
Notification Date
11/7/2023
First Communication Date
11/7/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.
Assembly Bill 439
Assembly Bill 439
Relating to: funding for improvement of baseball park facilities and making an appropriation. (FE)

Bill Text and History

2023 Wisconsin Act 41

For
Notification Date
11/7/2023
First Communication Date
11/7/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.
Senate Bill 301
Senate Bill 301
Relating to: county and municipal aid; imposing a city sales tax and an additional county sales tax to pay the unfunded actuarial accrued liability of city and county retirement systems; requiring newly hired city and county employees of certain city agenc...

Bill Text and History

For
Notification Date
6/16/2023
First Communication Date
6/12/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.
Senate Bill 330
Senate Bill 330
Relating to: increasing the per pupil payments in parental choice programs and the Special Needs Scholarship program and the per pupil payments made to independent charter schools and increasing the revenue ceiling for school districts. (FE)

Bill Text and History

2023 Wisconsin Act 11

For
Notification Date
6/16/2023
First Communication Date
6/12/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.
Senate Bill 432
Senate Bill 432
Relating to: various changes to insurance laws and providing a penalty. (FE)

Bill Text and History

For
Notification Date
9/18/2023
First Communication Date
9/19/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.

Budget Bill Subjects

Public Instruction: Departmentwide
Biennial budget bill treatment of matter relating to
Public Instruction: Departmentwide

Notification Date
2/22/2023
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

Shared Revenue and Tax Relief
Biennial budget bill treatment of matter relating to
Shared Revenue and Tax Relief

Notification Date
6/16/2023
First Communication Date
6/1/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.

Topics Not Yet Assigned A Bill Or Rule Number

an OCI technical bill, relating to regulation of insurance companies.
Development, drafting or introduction of a proposal relating to
an OCI technical bill, relating to regulation of insurance companies.

Action Intended To Affect
Legislative matter

Notification Date
12/12/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

data privacy.
Development, drafting or introduction of a proposal relating to
data privacy.

Action Intended To Affect
Legislative matter

Notification Date
12/12/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

K-12 education issues.
Development, drafting or introduction of a proposal relating to
K-12 education issues.

Action Intended To Affect
Legislative matter

Notification Date
12/12/2022
First Communication Date
1/18/2023
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has communicated on this matter.

the NAIC Life and Health Insurance Guaranty Association Model Act.
Development, drafting or introduction of a proposal relating to
the NAIC Life and Health Insurance Guaranty Association Model Act.

Action Intended To Affect
Both Legislative matter and rule

Notification Date
12/12/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.

Total Lobbying Effort

  2023
January - June
2023
July - December
Total
Total Lobbying Expenditures 2023
January - June
$57,422.86
2023
July - December
$47,280.30
Total $104,703.16
Total Hours Communicating 2023
January - June
36.50
2023
July - December
14.00
Total 50.50
Total Hours Other 2023
January - June
73.00
2023
July - December
65.75
Total 138.75

Percent Allocation of Lobbying Effort

Legislative Bills/Resolutions

Relating to: increasing the per pupil payments in parental choice programs and the Special Needs Scholarship program and the per pupil payments made to independent charter schools and increasing the revenue ceiling for school districts. (FE)
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
5%
2023
July - December
2024
January - June
2024
July - December
Total 3%
Relating to: increasing the per pupil payments in parental choice programs and the Special Needs Scholarship program and the per pupil payments made to independent charter schools and increasing the revenue ceiling for school districts. (FE)
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
5%
2023
July - December
2024
January - June
2024
July - December
Total 3%
Relating to: various changes to insurance laws and providing a penalty. (FE)
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
2023
July - December
10%
2024
January - June
2024
July - December
Total 4%
Relating to: baseball park district administration and funding for improvement of professional baseball park facilities. (FE)
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
2023
July - December
20%
2024
January - June
2024
July - December
Total 8%
Relating to: funding for improvement of baseball park facilities and making an appropriation. (FE)
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
2023
July - December
20%
2024
January - June
2024
July - December
Total 8%

Budget Bill Subjects

2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
5%
2023
July - December
2024
January - June
2024
July - December
Total 3%
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
70%
2023
July - December
2024
January - June
2024
July - December
Total 41%

Administrative Rulemaking Proceedings

No administrative rulemaking proceedings found.

Topics Not Yet Assigned A Bill Or Rule Number

2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
5%
2023
July - December
35%
2024
January - June
2024
July - December
Total 18%
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
10%
2023
July - December
2024
January - June
2024
July - December
Total 6%
2023
January - June
2023
July - December
2024
January - June
2024
July - December
Total
2023
January - June
2023
July - December
15%
2024
January - June
2024
July - December
Total 6%

Minor Efforts

No minor efforts found.

Other Matters

No other matters found.

Filed Statements of Lobbying Activity and Expenditures