Northwestern Mutual
Registered Principal Details
Business Or Interest:
For more than 150 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
Edward Zore
Legislative Representative
For more than 150 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
Edward Zore
Legislative Representative
Contact
SC
Susan Callanan
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-8417
(414) 625-8417
susancallanan@northwesternmutual.com
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-8417
(414) 625-8417
susancallanan@northwesternmutual.com
Authorized Lobbyists
| Lobbyist Name | Exclusive Duties | Authorized On | Withdrawn On |
|---|
Lobbying Interests
Legislative Bills/Resolutions
Assembly Bill 100
Relating to: preexisting condition exclusions, modifications at renewal, and establishing a standard application for individual health benefit plans and granting rule-making authority.
Bill Text and History
3/30/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Comments
Regarding preexisting condition exclusions
Relating to: preexisting condition exclusions, modifications at renewal, and establishing a standard application for individual health benefit plans and granting rule-making authority.
Bill Text and History
Other
Notification Date3/30/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Comments
Regarding preexisting condition exclusions
Assembly Bill 758
Relating to: life settlements, granting rule-making authority, and providing a penalty.
Bill Text and History
4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Supporting Documentation
20100408_020844_Assembly Insurance AB 758 Testimony.pdf
Relating to: life settlements, granting rule-making authority, and providing a penalty.
Bill Text and History
For
Notification Date4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Supporting Documentation
20100408_020844_Assembly Insurance AB 758 Testimony.pdf
Assembly Bill 811
Relating to: suitability of annuity contracts and granting rule-making authority.
Bill Text and History
4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Relating to: suitability of annuity contracts and granting rule-making authority.
Bill Text and History
Other
Notification Date4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Senate Bill 62
Relating to: state finances and appropriations and making diverse other changes in the statutes.
Bill Text and History
2009 Wisconsin Act 2
2/24/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Comments
Regarding Combined Reporting and Related Entity Transaction Provisions
Relating to: state finances and appropriations and making diverse other changes in the statutes.
Bill Text and History
2009 Wisconsin Act 2
Other
Notification Date2/24/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Comments
Regarding Combined Reporting and Related Entity Transaction Provisions
Senate Bill 513
Relating to: life settlements, granting rule-making authority, and providing a penalty.
Bill Text and History
2009 Wisconsin Act 344
4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Relating to: life settlements, granting rule-making authority, and providing a penalty.
Bill Text and History
2009 Wisconsin Act 344
For
Notification Date4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Budget Bill Subjects
Biennial budget bill treatment of matter relating to
Health and Family Services: Medical Assistance
Health and Family Services: Medical Assistance
Notification Date
5/7/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Comments
Budget Paper 442: Insurance Payment Intercept
5/7/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Comments
Budget Paper 442: Insurance Payment Intercept
Administrative Rulemaking Proceedings
Ins 2.81, use of the 2001 CSO Preferred Class Structure Mortality Table in determining reserve liabilities.
Agency Name
Insurance
Subject
Ins 2.81, use of the 2001 CSO Preferred Class Structure Mortality Table in determining reserve liabilities.
Scope Statement
Register Number: 644 (9/1/2009)
Clearinghouse Rule: CR 10-026
4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Insurance
Subject
Ins 2.81, use of the 2001 CSO Preferred Class Structure Mortality Table in determining reserve liabilities.
Scope Statement
Register Number: 644 (9/1/2009)
Clearinghouse Rule: CR 10-026
For
Notification Date4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Ins 6.05 and 6.07, filing of insurance forms and insurance policy language simplification and affecting small business.
Agency Name
Insurance
Subject
Ins 6.05 and 6.07, filing of insurance forms and insurance policy language simplification and affecting small business.
Scope Statement
Register Number: 646 (10/15/2009)
Clearinghouse Rule: CR 10-076
4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Insurance
Subject
Ins 6.05 and 6.07, filing of insurance forms and insurance policy language simplification and affecting small business.
Scope Statement
Register Number: 646 (10/15/2009)
Clearinghouse Rule: CR 10-076
Other
Notification Date4/8/2010
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Topics Not Yet Assigned A Bill Or Rule Number
Development, drafting or introduction of a proposal relating to
All matters relating to life insurance settlements.
All matters relating to life insurance settlements.
Action Intended To Affect
Legislative Matter
Notification Date
2/2/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
2/2/2009
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Development, drafting or introduction of a proposal relating to
Wisconsin Administrative Code Ins 6.20 (8) - Authorized investments of insurance companies
Wisconsin Administrative Code Ins 6.20 (8) - Authorized investments of insurance companies
Action Intended To Affect
Rule (by a state agency)
Notification Date
2/27/2008
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Rule (by a state agency)
Notification Date
2/27/2008
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Development, drafting or introduction of a proposal relating to
Mass Transit
Mass Transit
Action Intended To Affect
Legislative Matter
Notification Date
2/1/2008
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
2/1/2008
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Adoption of the NAIC Interstate Insurance Product Regulation Compact and the Interstate Insurance Product Regulation Commission.
Development, drafting or introduction of a proposal relating to
Adoption of the NAIC Interstate Insurance Product Regulation Compact and the Interstate Insurance Product Regulation Commission.
Adoption of the NAIC Interstate Insurance Product Regulation Compact and the Interstate Insurance Product Regulation Commission.
Action Intended To Affect
Legislative Matter
Notification Date
1/16/2007
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
1/16/2007
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Revisons to INS 2.81 relating to the 2001 CSO mortality table for use in determining minimum reserve liabilities and nonforfeiture benefits.
Development, drafting or introduction of a proposal relating to
Revisons to INS 2.81 relating to the 2001 CSO mortality table for use in determining minimum reserve liabilities and nonforfeiture benefits.
Revisons to INS 2.81 relating to the 2001 CSO mortality table for use in determining minimum reserve liabilities and nonforfeiture benefits.
Action Intended To Affect
Rule (by a state agency)
Notification Date
1/16/2007
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Rule (by a state agency)
Notification Date
1/16/2007
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Development, drafting or introduction of a proposal relating to
Legislation that would adopt an interstate compact for certain life and health policy forms.
Legislation that would adopt an interstate compact for certain life and health policy forms.
Action Intended To Affect
Legislative Matter
Notification Date
1/8/2007
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
1/8/2007
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Total Lobbying Effort
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total | |
|---|---|---|---|---|---|
| Total Lobbying Expenditures | 2009 January - June $72,657.96 |
2009 July - December $57,571.67 |
2010 January - June $79,836.86 |
2010 July - December $47,323.13 |
Total $257,389.62 |
| Total Hours Communicating | 2009 January - June 92.25 |
2009 July - December 57.00 |
2010 January - June 181.00 |
2010 July - December 24.75 |
Total 355.00 |
| Total Hours Other | 2009 January - June 143.75 |
2009 July - December 83.75 |
2010 January - June 219.00 |
2010 July - December 25.50 |
Total 472.00 |
Percent Allocation of Lobbying Effort
Legislative Bills/Resolutions
Relating to: preexisting condition exclusions, modifications at renewal, and establishing a standard application for individual health benefit plans and granting rule-making authority.
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June 10% |
2009 July - December |
2010 January - June |
2010 July - December |
Total 3% |
Relating to: state finances and appropriations and making diverse other changes in the statutes.
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June 25% |
2009 July - December |
2010 January - June |
2010 July - December |
Total 7% |
Relating to: life settlements, granting rule-making authority, and providing a penalty.
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June |
2009 July - December |
2010 January - June 10% |
2010 July - December |
Total 5% |
Relating to: suitability of annuity contracts and granting rule-making authority.
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June |
2009 July - December |
2010 January - June 10% |
2010 July - December |
Total 5% |
Relating to: life settlements, granting rule-making authority, and providing a penalty.
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June |
2009 July - December |
2010 January - June 50% |
2010 July - December |
Total 24% |
Budget Bill Subjects
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June 10% |
2009 July - December |
2010 January - June |
2010 July - December |
Total 3% |
Administrative Rulemaking Proceedings
Ins 2.81, use of the 2001 CSO Preferred Class Structure Mortality Table in determining reserve liabilities.
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June |
2009 July - December |
2010 January - June 5% |
2010 July - December |
Total 2% |
Topics Not Yet Assigned A Bill Or Rule Number
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June 15% |
2009 July - December 5% |
2010 January - June 5% |
2010 July - December |
Total 8% |
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June 30% |
2009 July - December 50% |
2010 January - June |
2010 July - December 50% |
Total 20% |
Revisons to INS 2.81 relating to the 2001 CSO mortality table for use in determining minimum reserve liabilities and nonforfeiture benefits.
| 2009 January - June |
2009 July - December |
2010 January - June |
2010 July - December |
Total |
|---|---|---|---|---|
| 2009 January - June |
2009 July - December 5% |
2010 January - June |
2010 July - December |
Total < 1% |
Minor Efforts
(Time spent on matters each of which accounted for less than 10% of the organization's lobbying.)
Other Matters
Includes time spent on:
- Gubernatorial nominations
- Matters on which the organization made no lobbying communication