NAIFA-Wisconsin, Inc

Registered Principal Details

Business Or Interest:
Insurance Agents and Financial Advisors registered in the state of Wisconsin.

Lobbying Interests:
Legislation & regulations affecting Insurance and Financial Services industries, as well as, those affecting insurance agents and financial advisors, as well as their clients. This may include budget/tax areas relating to these industries. Long-term care, health insurance and retirement planning are additional issues that would be of interest to us.

CEO Name:
Julie Phillips
Executive Director

Contact
JP
Julie Phillips
600 State St, Ste A
Cedar Falls, IA 50613
(855) 360-3395 x8420
(703) 621-3795
info@naifawisconsin.org
http://www.naifawisconsin.org

Authorized Lobbyists

Lobbyist Name Exclusive Duties Authorized On Withdrawn On
William McClenahan Exclusive Duties No Authorized On 12/29/2020 Withdrawn On N/A

Lobbying Interests

Legislative Bills/Resolutions

Assembly Bill 45
Assembly Bill 45
Relating to: financial exploitation of vulnerable adults with securities accounts, violations of the Wisconsin Uniform Securities Law, granting rule-making authority, and providing a penalty.

Bill Text and History

For
Notification Date
2/23/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 147
Assembly Bill 147
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)

Bill Text and History

For
Notification Date
3/6/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 622
Assembly Bill 622
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.

Bill Text and History

For
Notification Date
10/20/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 654
Assembly Bill 654
Relating to: best interest in annuity transactions.

Bill Text and History

For
Notification Date
10/26/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 899
Assembly Bill 899
Relating to: requiring one credit of personal financial literacy for high school graduation. (FE)

Bill Text and History

For
Notification Date
2/1/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 20
Senate Bill 20
Relating to: financial exploitation of vulnerable adults with securities accounts, violations of the Wisconsin Uniform Securities Law, granting rule-making authority, and providing a penalty.

Bill Text and History

For
Notification Date
2/23/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 160
Senate Bill 160
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)

Bill Text and History

2021 Wisconsin Act 73

For
Notification Date
2/26/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Comments
NAIFA-WI supports the bill and also SA 2 to SSA 1, which provides an exception for securities brokers who are already subject to the cybersecurity requirements of the federal SEC, as enforced by FINRA. The amendment prevents duplicative regulation.
Senate Bill 588
Senate Bill 588
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.

Bill Text and History

2021 Wisconsin Act 114

For
Notification Date
9/27/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 644
Senate Bill 644
Relating to: best interest in annuity transactions.

Bill Text and History

2021 Wisconsin Act 260

For
Notification Date
10/21/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 841
Senate Bill 841
Relating to: requiring one credit of personal financial literacy for high school graduation. (FE)

Bill Text and History

For
Notification Date
1/20/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Budget Bill Subjects

Insurance: Departmentwide
Biennial budget bill treatment of matter relating to
Insurance: Departmentwide

Notification Date
5/19/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Topics Not Yet Assigned A Bill Or Rule Number

legislation creating a 401Kids savings program for children
Development, drafting or introduction of a proposal relating to
legislation creating a 401Kids savings program for children

Action Intended To Affect
Legislative matter

Notification Date
2/7/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

financial literacy instruction in schools
Development, drafting or introduction of a proposal relating to
financial literacy instruction in schools

Action Intended To Affect
Legislative matter

Notification Date
1/7/2022
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

regulation of data privacy
Development, drafting or introduction of a proposal relating to
regulation of data privacy

Action Intended To Affect
Both Legislative matter and rule

Notification Date
2/22/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

state retirement savings programs
Development, drafting or introduction of a proposal relating to
state retirement savings programs

Action Intended To Affect
Both Legislative matter and rule

Notification Date
2/22/2021
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

state information on long term care insurance
Development, drafting or introduction of a proposal relating to
state information on long term care insurance

Action Intended To Affect
Legislative matter

Notification Date
12/29/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

licensing of insurance agents, and reviews of licensing requirements
Development, drafting or introduction of a proposal relating to
licensing of insurance agents, and reviews of licensing requirements

Action Intended To Affect
Both Legislative matter and rule

Notification Date
12/29/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

protection of seniors from financial exploitation
Development, drafting or introduction of a proposal relating to
protection of seniors from financial exploitation

Action Intended To Affect
Both Legislative matter and rule

Notification Date
12/29/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

cybersecurity requirements
Development, drafting or introduction of a proposal relating to
cybersecurity requirements

Action Intended To Affect
Legislative matter

Notification Date
12/29/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

financial literacy and education programs
Development, drafting or introduction of a proposal relating to
financial literacy and education programs

Action Intended To Affect
Legislative matter

Notification Date
12/29/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

NAIC model regulation on Suitability in Annuity Transactions
Development, drafting or introduction of a proposal relating to
NAIC model regulation on Suitability in Annuity Transactions

Action Intended To Affect
Both Legislative matter and rule

Notification Date
12/29/2020
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Total Lobbying Effort

  2021
January - June
2021
July - December
2022
January - June
Total
Total Lobbying Expenditures 2021
January - June
$15,000.00
2021
July - December
$15,000.00
2022
January - June
$18,000.00
Total $48,000.00
Total Hours Communicating 2021
January - June
18.60
2021
July - December
11.60
2022
January - June
13.70
Total 43.90
Total Hours Other 2021
January - June
64.80
2021
July - December
48.10
2022
January - June
104.10
Total 217.00

Percent Allocation of Lobbying Effort

Legislative Bills/Resolutions

Relating to: financial exploitation of vulnerable adults with securities accounts, violations of the Wisconsin Uniform Securities Law, granting rule-making authority, and providing a penalty.
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
5 %
2021
July - December
2022
January - June
2022
July - December
Total 2 %
Relating to: financial exploitation of vulnerable adults with securities accounts, violations of the Wisconsin Uniform Securities Law, granting rule-making authority, and providing a penalty.
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
5 %
2021
July - December
10 %
2022
January - June
10 %
2022
July - December
Total 8 %
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
20 %
2021
July - December
2022
January - June
2022
July - December
Total 7 %
Relating to: imposing requirements related to insurance data cybersecurity and granting rule-making authority. (FE)
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
30 %
2021
July - December
5 %
2022
January - June
5 %
2022
July - December
Total 13 %
Relating to: various changes to insurance laws, including issuance of funding agreements, granting rule-making authority, and providing a penalty.
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
2021
July - December
10 %
2022
January - June
10 %
2022
July - December
Total 7 %
Relating to: best interest in annuity transactions.
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
2021
July - December
15 %
2022
January - June
15 %
2022
July - December
Total 10 %
Relating to: best interest in annuity transactions.
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
2021
July - December
20 %
2022
January - June
20 %
2022
July - December
Total 14 %

Budget Bill Subjects

2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
5 %
2021
July - December
2022
January - June
2022
July - December
Total 2 %

Administrative Rulemaking Proceedings

No administrative rulemaking proceedings found.

Topics Not Yet Assigned A Bill Or Rule Number

2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
10 %
2021
July - December
2022
January - June
2022
July - December
Total 3 %
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
20 %
2021
July - December
2022
January - June
2022
July - December
Total 6 %
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
2021
July - December
5 %
2022
January - June
5 %
2022
July - December
Total 3 %
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
2021
July - December
10 %
2022
January - June
10 %
2022
July - December
Total 7 %

Minor Efforts

(Time spent on matters each of which accounted for less than 10% of the organization's lobbying.)

Minor Efforts
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
2021
July - December
10 %
2022
January - June
10 %
2022
July - December
Total 7 %

Other Matters

Includes time spent on:

  • Gubernatorial nominations
  • Matters on which the organization made no lobbying communication

Other Matters
2021
January - June
2021
July - December
2022
January - June
2022
July - December
Total
2021
January - June
5 %
2021
July - December
15 %
2022
January - June
15 %
2022
July - December
Total 12 %

Filed Statements of Lobbying Activity and Expenditures