Northwestern Mutual
Registered Principal Details
Business Or Interest:
For more than 150 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
John Schlifske
Director - State Relations
For more than 150 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.
Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.
CEO Name:
John Schlifske
Director - State Relations
Contact
SC
Susan Callanan
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-8417
(414) 625-8417
susancallanan@northwesternmutual.com
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-8417
(414) 625-8417
susancallanan@northwesternmutual.com
Authorized Lobbyists
| Lobbyist Name | Exclusive Duties | Authorized On | Withdrawn On |
|---|
Lobbying Interests
Legislative Bills/Resolutions
Assembly Bill 129
Relating to: creation of the Wisconsin Venture Capital Authority, creation of the badger jobs fund and the jobs now fund certification program, both of which are to be administered by the Wisconsin Venture Capital Authority, making an appropriation, and pr...
Bill Text and History
7/16/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Relating to: creation of the Wisconsin Venture Capital Authority, creation of the badger jobs fund and the jobs now fund certification program, both of which are to be administered by the Wisconsin Venture Capital Authority, making an appropriation, and pr...
Bill Text and History
Other
Notification Date7/16/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Administrative Rulemaking Proceedings
Agency Name
Insurance
Subject
Ins 2.08, retained asset accounts for life insurance death benefit proceeds.
Scope Statement
Register Number: 658 (10/15/2010)
2/18/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Insurance
Subject
Ins 2.08, retained asset accounts for life insurance death benefit proceeds.
Scope Statement
Register Number: 658 (10/15/2010)
None
Notification Date2/18/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Agency Name
Insurance
Subject
Ins 2.18, life settlements and affecting small business.
Scope Statement
Register Number: 653 (6/1/2010)
2/18/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Insurance
Subject
Ins 2.18, life settlements and affecting small business.
Scope Statement
Register Number: 653 (6/1/2010)
None
Notification Date2/18/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Ins 2.81, use of the 2001 CSO Preferred Class Structure Mortality Table in determining reserve liabilities.
Agency Name
Insurance
Subject
Ins 2.81, use of the 2001 CSO Preferred Class Structure Mortality Table in determining reserve liabilities.
Scope Statement
Register Number: 644 (9/1/2009)
Clearinghouse Rule: CR 10-026
1/1/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Insurance
Subject
Ins 2.81, use of the 2001 CSO Preferred Class Structure Mortality Table in determining reserve liabilities.
Scope Statement
Register Number: 644 (9/1/2009)
Clearinghouse Rule: CR 10-026
For
Notification Date1/1/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Ins 6.05 and 6.07, filing of insurance forms and insurance policy language simplification and affecting small business.
Agency Name
Insurance
Subject
Ins 6.05 and 6.07, filing of insurance forms and insurance policy language simplification and affecting small business.
Scope Statement
Register Number: 646 (10/15/2009)
Clearinghouse Rule: CR 10-076
1/1/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Insurance
Subject
Ins 6.05 and 6.07, filing of insurance forms and insurance policy language simplification and affecting small business.
Scope Statement
Register Number: 646 (10/15/2009)
Clearinghouse Rule: CR 10-076
Other
Notification Date1/1/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Topics Not Yet Assigned A Bill Or Rule Number
Development, drafting or introduction of a proposal relating to rules for insurance company investments.
Development, drafting or introduction of a proposal relating to
Development, drafting or introduction of a proposal relating to rules for insurance company investments.
Development, drafting or introduction of a proposal relating to rules for insurance company investments.
Action Intended To Affect
Rule (by a state agency)
Notification Date
8/30/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Rule (by a state agency)
Notification Date
8/30/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Development, drafting or introduction of a proposal relating to rules guiding long term care insurance producer compensation.
Development, drafting or introduction of a proposal relating to
Development, drafting or introduction of a proposal relating to rules guiding long term care insurance producer compensation.
Development, drafting or introduction of a proposal relating to rules guiding long term care insurance producer compensation.
Action Intended To Affect
Rule (by a state agency)
Notification Date
8/30/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Rule (by a state agency)
Notification Date
8/30/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Development, drafting or introduction of a proposal relating to statutory creditor exemption limitations.
Development, drafting or introduction of a proposal relating to
Development, drafting or introduction of a proposal relating to statutory creditor exemption limitations.
Development, drafting or introduction of a proposal relating to statutory creditor exemption limitations.
Action Intended To Affect
Legislative Matter
Notification Date
8/30/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
8/30/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Development, drafting or introduction of an OCI technical bill, relating to regulation of insurance companies.
Development, drafting or introduction of a proposal relating to
Development, drafting or introduction of an OCI technical bill, relating to regulation of insurance companies.
Development, drafting or introduction of an OCI technical bill, relating to regulation of insurance companies.
Action Intended To Affect
Legislative Matter
Notification Date
7/16/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
7/16/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
WI conformity with certain federal long-term care insurance tax provisions (sect. 844 of PL 109-280, the federal Pension Protection Act of 2006).
Development, drafting or introduction of a proposal relating to
WI conformity with certain federal long-term care insurance tax provisions (sect. 844 of PL 109-280, the federal Pension Protection Act of 2006).
WI conformity with certain federal long-term care insurance tax provisions (sect. 844 of PL 109-280, the federal Pension Protection Act of 2006).
Action Intended To Affect
Legislative Matter
Notification Date
3/3/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Legislative Matter
Notification Date
3/3/2011
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Total Lobbying Effort
| 2011 January - June |
2011 July - December |
2012 January - June |
2012 July - December |
Total | |
|---|---|---|---|---|---|
| Total Lobbying Expenditures | 2011 January - June $50,766.64 |
2011 July - December $50,970.85 |
2012 January - June $44,200.44 |
2012 July - December $61,999.24 |
Total $207,937.17 |
| Total Hours Communicating | 2011 January - June 24.75 |
2011 July - December 21.00 |
2012 January - June 12.25 |
2012 July - December 19.50 |
Total 77.50 |
| Total Hours Other | 2011 January - June 43.25 |
2011 July - December 49.75 |
2012 January - June 29.50 |
2012 July - December 102.75 |
Total 225.25 |
Percent Allocation of Lobbying Effort
Legislative Bills/Resolutions
No legislative bills/resolutions found.
Budget Bill Subjects
No budget bill subjects found.
Administrative Rulemaking Proceedings
| 2011 January - June |
2011 July - December |
2012 January - June |
2012 July - December |
Total |
|---|---|---|---|---|
| 2011 January - June 5% |
2011 July - December 30% |
2012 January - June |
2012 July - December |
Total 8% |
Topics Not Yet Assigned A Bill Or Rule Number
WI conformity with certain federal long-term care insurance tax provisions (sect. 844 of PL 109-280, the federal Pension Protection Act of 2006).
| 2011 January - June |
2011 July - December |
2012 January - June |
2012 July - December |
Total |
|---|---|---|---|---|
| 2011 January - June 30% |
2011 July - December |
2012 January - June |
2012 July - December |
Total 7% |
Development, drafting or introduction of a proposal relating to rules for insurance company investments.
| 2011 January - June |
2011 July - December |
2012 January - June |
2012 July - December |
Total |
|---|---|---|---|---|
| 2011 January - June |
2011 July - December 20% |
2012 January - June |
2012 July - December |
Total 5% |
Development, drafting or introduction of a proposal relating to rules guiding long term care insurance producer compensation.
| 2011 January - June |
2011 July - December |
2012 January - June |
2012 July - December |
Total |
|---|---|---|---|---|
| 2011 January - June |
2011 July - December 30% |
2012 January - June 20% |
2012 July - December 25% |
Total 20% |
Development, drafting or introduction of an OCI technical bill, relating to regulation of insurance companies.
| 2011 January - June |
2011 July - December |
2012 January - June |
2012 July - December |
Total |
|---|---|---|---|---|
| 2011 January - June |
2011 July - December |
2012 January - June 20% |
2012 July - December 25% |
Total 13% |
Minor Efforts
(Time spent on matters each of which accounted for less than 10% of the organization's lobbying.)
Other Matters
Includes time spent on:
- Gubernatorial nominations
- Matters on which the organization made no lobbying communication