Securities Industry Association
Registered Principal Details
                                    Business Or Interest:
SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.
Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.
CEO Name:
Marc Lackritz
Assistant VP & Counsel
                            
                            SIA represents securities firms including investment banks, broker-dealers and mutual fund companies involved in U.S. and foreign markets in all phases of corporate and public finance.
Lobbying Interests:
The association will focus on state legislation and administrative rules that impact corporate and public finance.
CEO Name:
Marc Lackritz
Assistant VP & Counsel
                                Contact
                                
                                    
                                        
                                        
                                
                            
                        KC
                                            Kim Chamberlain
120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com
                                        
                                    120 Broadway
New York, NY 10271
(212) 608-1500
(212) 968-0703
kchamberlain@sia.com
www.sia.com
Authorized Lobbyists
| Lobbyist Name | Exclusive Duties | Authorized On | Withdrawn On | 
|---|
Lobbying Interests
Legislative Bills/Resolutions
                                                                Assembly Bill 31
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
                                                                        
                                                                                
                                                                                    
                                                                                        
                                                                                        
                                                                                            
1/28/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
                                                                                            
                                                                                        
                                                                                    
                                                                                
                                                                        
                                                            
                                                        relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
        
 For
                                                                                                Notification Date1/28/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
                                                                Senate Bill 293
relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
                                                                        
                                                                                
                                                                                    
                                                                                        
                                                                                        
                                                                                            
8/19/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
                                                                                            
                                                                                        
                                                                                    
                                                                                
                                                                        
                                                            
                                                        relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program.
Bill Text and History
        
 None
                                                                                                Notification Date8/19/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
                                                                Senate Bill 336
relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account.
Bill Text and History
                                                                        
                                                                                
                                                                                    
                                                                                        
                                                                                        
                                                                                            
9/21/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
                                                                                            
                                                                                        
                                                                                    
                                                                                
                                                                        
                                                            
                                                        relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account.
Bill Text and History
        
 None
                                                                                                Notification Date9/21/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Budget Bill Subjects
                                                                Biennial budget bill treatment of matter relating to
Revenue: Tax Administration
                                                                    
                                                                            
                                                                                
                                                                                    
                                                                                    
                                                                            
                                                                    
                                                            
                                                        Revenue: Tax Administration
                                                                                            Notification Date
6/9/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
                                                                                        
                                                                                                                                                                                                                                                                    
                                                                                6/9/2005
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal has not yet communicated on this matter, but intends to do so at a later date.
Total Lobbying Effort
| 2005 January - June | 2005 July - December | 2006 January - June | 2006 July - December | Total | |
|---|---|---|---|---|---|
| Total Lobbying Expenditures | 2005 January - June $21,000.00 | 2005 July - December $7,000.00 | 2006 January - June $0.00 | 2006 July - December $0.00 | Total $28,000.00 | 
| Total Hours Communicating | 2005 January - June 43.95 | 2005 July - December 9.00 | 2006 January - June 0.00 | 2006 July - December 0.00 | Total 52.95 | 
| Total Hours Other | 2005 January - June 109.31 | 2005 July - December 15.65 | 2006 January - June 0.00 | 2006 July - December 0.00 | Total 124.96 | 
Percent Allocation of Lobbying Effort
Legislative Bills/Resolutions
                                                             relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program. 
                                                            
                                                                
                                                                    
                                                        
                                                    | 2005 January - June | 2005 July - December | 2006 January - June | 2006 July - December | Total | 
|---|---|---|---|---|
| 2005 January - June 50% | 2005 July - December 34% | 2006 January - June | 2006 July - December | Total 48% | 
                                                             relating to: allowing an individual income tax deduction for certain amounts contributed to any section 529 college tuition program. 
                                                            
                                                                
                                                                    
                                                        
                                                    | 2005 January - June | 2005 July - December | 2006 January - June | 2006 July - December | Total | 
|---|---|---|---|---|
| 2005 January - June | 2005 July - December 33% | 2006 January - June | 2006 July - December | Total 4% | 
                                                             relating to: creating a nonrefundable individual income tax credit for amounts contributed to any section 529 college tuition program account. 
                                                            
                                                                
                                                                    
                                                        
                                                    | 2005 January - June | 2005 July - December | 2006 January - June | 2006 July - December | Total | 
|---|---|---|---|---|
| 2005 January - June | 2005 July - December 33% | 2006 January - June | 2006 July - December | Total 4% | 
Budget Bill Subjects
| 2005 January - June | 2005 July - December | 2006 January - June | 2006 July - December | Total | 
|---|---|---|---|---|
| 2005 January - June 50% | 2005 July - December | 2006 January - June | 2006 July - December | Total 43% | 
Administrative Rulemaking Proceedings
No administrative rulemaking proceedings found.
                            Topics Not Yet Assigned A Bill Or Rule Number
No topics found.
                            Minor Efforts
No minor efforts found.
                            Other Matters
No other matters found.