Northwestern Mutual

Registered Principal Details

Business Or Interest:
For more than 150 years, Northwestern Mutual has helped its policyowners and clients achieve financial security. The company offers insurance, investment products and advisory services to help people in the areas of financial protection, wealth accumulation, and estate preservation and distribution. Whether clients seek personal financial security or security for their business or estate, Northwestern Mutual offers an array of solutions, including permanent and term life insurance, disability insurance, long-term care insurance, annuities, trust services, mutual funds and advisory services.

Lobbying Interests:
Legislation regarding our products and services including permanent and term life insurance, disability income insurance, long term care insurance, annuities, trust services, mutual funds and other securities.

CEO Name:
John Schlifske
Director - Marketplace Policy & Operations

Contact
SWC
Susan W. Callanan
720 E Wisconsin Ave
Milwaukee, WI 53202
(414) 665-8417
(414) 625-8417
susancallanan@northwesternmutual.com
http://www.northwesternmutual.com

Authorized Lobbyists

Lobbyist Name Exclusive Duties Authorized On Withdrawn On
AJ Wilson Exclusive Duties N/A Authorized On 12/16/2014 Withdrawn On N/A
Gregory Hubbard Exclusive Duties N/A Authorized On 12/16/2014 Withdrawn On N/A
Tony Langenohl Exclusive Duties N/A Authorized On 12/16/2014 Withdrawn On N/A
William J McCoshen Exclusive Duties N/A Authorized On 12/16/2014 Withdrawn On N/A
Brian Pleva Exclusive Duties N/A Authorized On 12/19/2014 Withdrawn On N/A
Susan W Callanan Exclusive Duties N/A Authorized On 12/19/2014 Withdrawn On N/A

Lobbying Interests

Legislative Bills/Resolutions

Assembly Bill 251
Assembly Bill 251
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)

Bill Text and History

Other
Notification Date
2/2/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Comments
Northwestern Mutual supports adoption of Assembly Amendment 9 (Rodriguez) to AB 251.
Assembly Bill 420
Assembly Bill 420
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.

Bill Text and History

For
Notification Date
10/20/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Assembly Bill 668
Assembly Bill 668
Relating to: rights under certain agreements or qualified financial contracts.

Bill Text and History

2015 Wisconsin Act 326

For
Notification Date
1/12/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 45
Senate Bill 45
Relating to: creation of a private retirement security plan and making appropriations. (FE)

Bill Text and History

None
Notification Date
12/8/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 168
Senate Bill 168
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)

Bill Text and History

None
Notification Date
2/2/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 287
Senate Bill 287
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.

Bill Text and History

2015 Wisconsin Act 90

For
Notification Date
10/5/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.
Senate Bill 537
Senate Bill 537
Relating to: rights under certain agreements or qualified financial contracts.

Bill Text and History

For
Notification Date
1/11/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Budget Bill Subjects

Children and Families: Economic Support and Child Care
Biennial budget bill treatment of matter relating to
Children and Families: Economic Support and Child Care

Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Financial Institutions
Biennial budget bill treatment of matter relating to
Financial Institutions

Notification Date
7/17/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

General Provisions
Biennial budget bill treatment of matter relating to
General Provisions

Notification Date
7/17/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Insurance
Biennial budget bill treatment of matter relating to
Insurance

Notification Date
3/5/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Public Instruction: Administrative and Other Funding
Biennial budget bill treatment of matter relating to
Public Instruction: Administrative and Other Funding

Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Public Instruction: Choice, Charter, and Open Enrollment
Biennial budget bill treatment of matter relating to
Public Instruction: Choice, Charter, and Open Enrollment

Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Public Instruction: District Operations and Standards
Biennial budget bill treatment of matter relating to
Public Instruction: District Operations and Standards

Notification Date
5/20/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Public Instruction: General School Aids and Revenue Limits
Biennial budget bill treatment of matter relating to
Public Instruction: General School Aids and Revenue Limits

Notification Date
5/1/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Administrative Rulemaking Proceedings

2012 individual annuity reserving mortality table. SS 086-14
Agency Name
Insurance

Subject
2012 individual annuity reserving mortality table. SS 086-14

Register Number: 705 (9/15/2014)
For
Notification Date
1/12/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Annuity benefit solicitation. SS 082-14
Agency Name
Insurance

Subject
Annuity benefit solicitation. SS 082-14

Register Number: 705 (9/15/2014)
None
Notification Date
5/4/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Changes to the annual privacy notice requirement
Agency Name
Office of the Commissioner of Insurance (Ins)

Subject
Changes to the annual privacy notice requirement

SS 105_16
For
Notification Date
11/17/2016
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

The definitions of investment terms and permissible scope of foreign investments by insurers
Agency Name
Office of the Commissioner of Insurance (Ins)

Subject
The definitions of investment terms and permissible scope of foreign investments by insurers

SS 052_15
None
Notification Date
6/8/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Topics Not Yet Assigned A Bill Or Rule Number

Changes to s. 632.62, Stats.
Development, drafting or introduction of a proposal relating to
Changes to s. 632.62, Stats.

Action Intended To Affect
Legislative matter

Notification Date
4/13/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Long-term care investment accounts.
Development, drafting or introduction of a proposal relating to
Long-term care investment accounts.

Action Intended To Affect
Legislative matter

Notification Date
2/4/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Consolidation of state agencies.
Development, drafting or introduction of a proposal relating to
Consolidation of state agencies.

Action Intended To Affect
Legislative matter

Notification Date
1/9/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Legislation adopting National Association of Insurance Commissioners Insurer Receivership Model Act Section 711 regarding the qualified financial contracts of insurers.
Development, drafting or introduction of a proposal relating to
Legislation adopting National Association of Insurance Commissioners Insurer Receivership Model Act Section 711 regarding the qualified financial contracts of insurers.

Action Intended To Affect
Legislative matter

Notification Date
1/9/2015
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

An OCI technical bill, relating to regulation of insurance companies.
Development, drafting or introduction of a proposal relating to
An OCI technical bill, relating to regulation of insurance companies.

Action Intended To Affect
Legislative matter

Notification Date
12/16/2014
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Principle-based reserves reporting.
Development, drafting or introduction of a proposal relating to
Principle-based reserves reporting.

Action Intended To Affect
Legislative matter

Notification Date
12/16/2014
First Communication Date
N/A
Communication Information
The principal, a lobbyist authorized by the principal, or another individual acting on behalf of the principal do not intend to communicate on this matter.

Total Lobbying Effort

  2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
Total Lobbying Expenditures 2015
January - June
$74,738.85
2015
July - December
$64,005.49
2016
January - June
$53,117.34
2016
July - December
$49,894.29
Total $241,755.97
Total Hours Communicating 2015
January - June
95.50
2015
July - December
84.50
2016
January - June
83.00
2016
July - December
37.50
Total 300.50
Total Hours Other 2015
January - June
99.25
2015
July - December
83.50
2016
January - June
88.25
2016
July - December
37.25
Total 308.25

Percent Allocation of Lobbying Effort

Legislative Bills/Resolutions

Relating to: creation of a private retirement security plan and making appropriations. (FE)
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
2 %
2016
January - June
2016
July - December
Total < 1%
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
7 %
2016
January - June
2016
July - December
Total 2 %
Relating to: various miscellaneous changes to the insurance statutes and granting rule-making authority.
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
31 %
2016
January - June
2016
July - December
Total 9 %
Relating to: rights under certain agreements or qualified financial contracts.
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
2016
January - June
5 %
2016
July - December
Total 1 %
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
2016
January - June
10 %
2016
July - December
Total 3 %
Relating to: various changes regarding administrative rules and rule-making procedures; time limits for emergency rules; and making an appropriation. (FE)
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
2016
January - June
15 %
2016
July - December
15 %
Total 6 %
Relating to: rights under certain agreements or qualified financial contracts.
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
2016
January - June
30 %
2016
July - December
Total 8 %

Budget Bill Subjects

2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
1 %
2015
July - December
2016
January - June
2016
July - December
10 %
Total 1 %
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
1 %
2015
July - December
2016
January - June
2016
July - December
Total < 1%
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
7 %
2015
July - December
3 %
2016
January - June
2016
July - December
Total 3 %
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
2 %
2016
January - June
2016
July - December
Total < 1%
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2015
July - December
3 %
2016
January - June
2016
July - December
Total < 1%

Administrative Rulemaking Proceedings

No administrative rulemaking proceedings found.

Topics Not Yet Assigned A Bill Or Rule Number

2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
2 %
2015
July - December
2016
January - June
2016
July - December
Total < 1%
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
7 %
2015
July - December
18 %
2016
January - June
10 %
2016
July - December
Total 10 %
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
8 %
2015
July - December
2016
January - June
2016
July - December
Total 3 %
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
9 %
2015
July - December
2016
January - June
2016
July - December
Total 3 %
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
30 %
2015
July - December
2016
January - June
2016
July - December
Total 10 %
2015
January - June
2015
July - December
2016
January - June
2016
July - December
Total
2015
January - June
35 %
2015
July - December
34 %
2016
January - June
30 %
2016
July - December
75 %
Total 38 %

Minor Efforts

No minor efforts found.

Other Matters

No other matters found.

Filed Statements of Lobbying Activity and Expenditures